Financial specialization
Financial sector
Regulatory compliance and security for banks, electronic payment fund institutions, brokerage houses, insurers and pension fund managers.
Services for the financial system
Specialized solutions that guarantee security, efficiency and regulatory compliance in every operation.
- SPEI
- SPID
- CoDi
- SWIFT
- INDEVAL
- BDT
- PCI DSS
- SOC 2 Type 2
- ATM
- Biometrics
- ISMS assessment
- Digital forensics
- Organizational resilience
Audit and regulatory compliance
Specialists in financial regulation and control frameworks.
Compliance audits, internal controls and institutional risk management.
Regulatory circulars, payment system assessment and operational security.
KYC policies, transaction monitoring, OFAC lists and transaction reporting.
Internal controls over financial reporting (ICFR), design and operating effectiveness testing, and remediation of deficiencies.
Readiness assessment, control design and support through the SOC 2 Type 2 (AICPA) audit on security, availability, processing integrity, confidentiality and privacy, for service providers of the financial system.
AML/CFT compliance in insurance, pension funds (AFORES) and financial consumer protection.
Securities custody, settlement and security in stock market transactions.
Anti-money laundering and counter-terrorist financing
AML · Anti-money laundering
Implementation of policies and procedures to identify, prevent and report unusual or suspicious transactions, with customer due diligence (KYC) controls, continuous transaction monitoring and specialized training.
CFT · Counter-terrorist financing
Detection and prevention of terrorist financing activities: blocked persons list analysis, international sanctions screening (OFAC), immediate reporting of suspicious transactions and cooperation with authorities.
Shall we talk?
A managing partner will attend you personally. Free 30-minute executive assessment, in person or online.